Chief Compliance Officer Series: Constructing an Internal Audit Framework

by Sarah Harvey / November 20, 2023

Are you wondering whether you need to conduct an internal audit? Are you wondering why you need an internal audit? Are you looking for information on where to begin the internal audit process? In this webinar, speakers Jessie Skibbe, Chief Compliance Officer of KirkpatrickPrice, and Dawn Vogel, the Director of Internal Audit for Great Lakes Higher Education Corporation, give an overview of why you need an internal audit, where to…

Chief Compliance Officer Series: Compliance Analytics

by Sarah Harvey / December 16, 2022

In the last webinar in this series, Jessie Skibbe and Chris Straiter described what you can expect while working as a Chief Compliance Officer (CCO). We learned that the CCO is a critical role for any organization and is an essential component of the overall compliance management system. Now, we’ll go a bit further to learn how the CCO uses compliance analytics to ensure compliance.  What are Compliance Analytics?…

Chief Compliance Officer Series: It’s Your First Day on the Job, What’s Next?

by Sarah Harvey / November 20, 2023

Have you recently accepted a Chief Compliance Officer (CCO) position? Are you curious about what responsibilities your new position entails? Are you wondering what the CCO of your organization does on a day-to-day basis? In this webinar, speakers Chris Straiter, CCO with Sentry Credit, and Jessie Skibbe, CCO with KirkpatrickPrice, provide an overview of what you can expect as a CCO. What are the Responsibilities of a Chief Compliance Officer?…

Man working on computer

Information Security Management Series: Risk Assessment

by Sarah Harvey / November 20, 2023

Are you wondering why a risk assessment is so important? Do you need more information about how to conduct a risk assessment? If it is your first time conducting a risk assessment, or if you are looking for a way to simplify your risk assessment process, follow these nine steps: Asset Characterization: Identify your organization’s assets such as hardware, software, human resources, data, and processes. Threat Identification: Detect either man-made or…

CFPB Readiness Series: Making Risk Assessment Work For You

by KirkpatrickPrice / November 20, 2023

Once you’ve determined that you need to undergo a CFPB audit, conducting a risk assessment enables you to find and address gaps before the audit begins. What is a Risk Assessment and Why Should I Care? A risk assessment is a systematic process of evaluating the potential risks that may be involved in a projected activity or undertaking. It involves evaluating operational, compliance, and reputational risks. Aside from being mandated…